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Financiers 'worryingly compromised': ASIC

TWO years after the successful prosecution of Newcrest Mining for selective leaks to analysts, the Australian Securities and Investments Commission has released a report finding stockbroking firms and investment banks are worryingly compromised during capital raisings.

Haydn Black
Financiers 'worryingly compromised': ASIC

ASIC found that the so-called ‘Chinese walls’ within financial institutions are paper-thin and frequently at risk of being compromised when companies are looking to raise cash via initial public offers...

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